Yale law professor Jack Balkin makes a compelling case that at least part of the verdicts in the district court decision finding Section 3 of the Defense of Marriage Act unconstitutional should be reversed. In particular, he says that the use of the 10th Amendment to base the claim of unconstitutionality is pernicious and could come back to haunt progressive governance:
To be sure, there is something delightfully playful and perverse about the two opinions when you read them. Judge Tauro uses the Tenth Amendment– much beloved by conservatives– to strike down another law much beloved by conservatives–DOMA. There is a kind of clever, “gotcha” element to this logic. It is as if he’s saying: “You want the Tenth Amendment? I’ll give you the Tenth Amendment!” But in the long run, this sort of argument, clever as it is, is not going to work. Much as I applaud the cleverness– which is certain to twist both liberal and conservative commentators in knots– I do not support the logic.
The arguments of Judge Tauro’s two opinions are at war with each other. He wants to say that marriage is a distinctly state law function with which the federal government may not interfere. But the federal government has been involved in the regulation of family life and family formation since at least Reconstruction, and especially so since the New Deal. Much of the modern welfare state and tax code defines families, regulates family formation and gives incentives (some good and some bad) with respect to marriages and families. Indeed, social conservatives have often argued for using the federal government’s taxing and spending powers to create certain types of incentives for family formation and to benefit certain types of family structures; so too have liberals.
In both opinions, Judge Tauro takes us through a list of federal programs for which same sex couples are denied benefits. But he does not see that even as he does so, he is also reciting the history of federal involvement in family formation and family structure. His Tenth Amendment argument therefore collapses of its own weight. If the federal government cannot interfere with state prerogatives in these areas, why was it able to pass all of these statutes, which clearly affect how state family law operates in practice and clearly give incentives that could further, undermine, or even in some cases preempt state policies?
Tauro’s logic, taken to its extreme, would set off a tea party bonanza and a far more widespread use of the 10th Amendment to challenge federal statutes, and could potentially cripple Medicare, Medicaid and dozens of other social programs that take family organization – and thus, state policy regarding family status – into account.
But while Balkin seems right on the 10th Amendment issues, he doesn’t make any similar sort of argument on equal protection. Balkin merely says that “Judge Tauro is way ahead of the national consensus” on that issue, that the federal judiciary above him is likely to overturn him, and that existing precedents do not call for such a decision. IANAL, but it seems to me that someone must dare to look seriously at this kind of argument – indeed, it has been the gateway to much civil rights legislation over the years, and an appeal to existing precedent seems to be merely a way to discourage any progress on this issue in the courts whatsoever. Moreover, it ignores Romer v. Evans and multiple other cases along similar lines which did, in fact, turn on the equal protection argument.
Balkin also claims that the verdict lays the groundwork for state challenges to marriage laws, hardly a respectful posture toward state’s rights. Again, this invalidates or at least makes less viable the 10th Amendment argument, but does little to the equal protection argument. Indeed, challenges to state marriage laws are happening RIGHT NOW, using these very arguments (see Perry v. Schwarzenegger). And there’s no reason they shouldn’t.
Erwin Chemerinsky had a different take, which focuses squarely on the equal protection argument.
“The key issue in this case, and in all litigation about marriage equality for gays and lesbians, is, Does the government have a rational basis for treating same-sex couples differently from heterosexual couples?” he said. “Here, the court says there is no rational basis for treating same-sex couples differently from heterosexual couples. Therefore, DOMA is unconstitutional, and conditioning federal funding on compliance with DOMA is unconstitutional.”
If the Obama Administration’s Justice Department declined to appeal the ruling, the point would be moot and the ruling would stand. Lawyers for the plaintiffs expect an appeal, however, which would go to the 1st Circuit Court, and then potentially the Supreme Court.
UPDATE: The California Courage Campaign has become the first major progressive organization to call on Obama not to appeal the rulings in Gill v. OPM and Massachussets v. HHS.




8 Comments

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David- what does this mean for the federal ‘marriage tax penalty’ if it is upheld? Could it not be claimed that the federal law has an impact on marriage, which is in the purview of the states?
Goodmorning, While this decision is awaiting a potential appeal, does it have any holding, or impact, on Perry v. Schwarzenegger?
Ironically, arguing against what the Constitution clearly states has even worse implications for progressive governance in the long run than the arguments in favor of backing the 10th Amendment.
We clearly need a Constitutional Convention, yet we will continue with the duct tape and the consequent catastrophes.
“he is also reciting the history of federal involvement in family formation and family structure”
The Federal government encourages marriage. It does not require it.
Professor Balkin’s argument faces encouraging marriage vs denying its benefits. In the affirmative case it is a choice, regulated by the states. In the negative case in it not a choice, and is denied by the federal government.
In the case of Heath Care the states have done little to establish a health care system.
In the case of marriage, historically the provenance of the states, Balkin’s argument appears based on a false premise. State based affirmative choice vs Federal denial by statute.
This is a great ruling for civil liberties. In the case of “you will loose everything else Federal,” that’s a typical alarmist “fear of loss” argument, and the situation might even be better if states competed with each other on various state provided benefits. We have a systemic problem in Governance of the United States, this is a very good systemic challenge.
On many issues the argument is a money vs the non money argument, and the left vs right or Rs vs Ds is used to divide and conquer the non-money.
It would move the bribery of our politicians from the remote federal level to the more locally controlled state level.
Dangling preposition warning from political expediency: This is an opportunity for Change We Can Believe In.
We need to grasp this opportunity.
The first and foremost fact to keep in mind is that we have a Supreme Court dominated by radical conservatives. They might but they don’t need to rely on 10th Amendment grounds to turn commonsense precepts on their head. Besides when the Court has gone the states rights route, it has done so generally by limitations on the Commerce clause (the main power of the federal government over the states), not by pumping up the 10th Amendment.
Second, it is possible to invoke the 10th Amendment without the broad implications that Balkin fears. Yes, that could happen with a Court as politically motivated as this one, but as I said above, they favor other avenues in their attacks on federal power.
Third, it has always seemed a bit strange to me that marriage has been left so much to the states. This was understandable back at the Founding because there was less movement of peoples, but nowadays it is common for individuals, and married couples, to reside in several states during their lives. So this is not a narrow state by state issue. Marriage has become essentially an interstate activity and a national interest is involved.
Fourth, Chemerinsky has it exactly right. This is a 14th Amendment case of “equal protection of the laws”. Chemerinsky by the way would have been a far better choice for Supreme Court justice than Elena Kagan. But actually being a liberal, he has had run ins with conservative nutcases. So in the eyes of the Obama Administration he would be doubly disqualified, a liberal whom conservatives don’t like.
Is there any other kind?
EDIT: Doh, forgot to hit the Reply to Hugh @5 button.
I am glad I am not taking a class from John Balkin. He misses the point about the judge’s argument and confuses the issues. The judge basically said that the Fed Govt must treat all of a state’s marriages as equal if the state does. If there is going to be a difference in how a specific marriage is treated,,, ie. taxing and spending powers in establishing benefits/penalities, etc, then there needs to be a compelling reason for it. On its face, the reasons are discriminatory because the Fed govt didn’t provide a justification for treating the marriages different other than a majority of Congress thought in 1996 that gay marriages were ‘wrong’.
And the judge is NOT ‘way ahead of the national concensus’. There are a SUBSTANTIAL number of people who think that gay marriage should be legal and a number of states that already do.
OFG, no there’s only the one, but Obama I think still sees the reasons to avoid liberals as two.