Joe Nocera admitted yesterday, building on previous opinion and research, that Dodd-Frank, the financial reform law, was essentially too complex to work.
The crucial difference between the Glass-Steagall Act, the landmark banking reform law that was passed during the Great Depression, and Dodd-Frank, is that the former had an appealing simplicity that Dodd-Frank lacks. Glass-Steagall did one basic thing. It forced banks to get rid of their investment banking arms. Dodd-Frank, by contrast, accepts the complexity of modern banking — and then adds to that complexity with its thousands of pages of regulations. That complexity is something to worry about.
That is why I wrote a recent column about a persuasive paper by Karen Petrou, a banking expert, in which she argued that Dodd-Frank was creating a new kind of risk that she labeled “complexity risk.”
Nocera devoted much of the rest of the op-ed to this article on how to fix banks by Sallie Krawcheck. She noted that the complexity of the trades JPMorgan Chase’s Chief Investment Office made led to the bank misunderstanding and mismanaging the risks. Aside from banks being too big to fail, her comments lead to the conclusion that mega-banks are actually too complex to manage. The two concepts go hand-in-hand – you don’t worry as much about risk management when you have a backstop guarantee from the government.
Krawcheck has a number of innovative ideas to scale back this complexity. One is to pay bank executives in debt, at the same level as the bank’s leverage ratio. The others have to do with dividend payouts, earnings and the composition of boards of directors. But these are exotic ways to get at the central problem – banks dabbling in risk they do not understand and cannot manage.
Entities who want to really take on credit risk are called banks, and they do so by lending. People who sell credit protection in the markets, by contrast, are traders and speculators who trust in the liquidity of the CDS market and who are sure that they will be able to get out quickly if things turn against them. And thus is the CDS market used shunt risks off, unseen, into the tails [...]
Activity in the CDS market, on this view, is a sign of weakness, not strength: it’s a sign that the bank doesn’t have much faith in its own relationships and underwriting standards, and is reduced to having to buy protection from speculators in order to feel comfortable with the risks that it’s taking. Since those speculators, by definition, don’t have remotely as much information about the bank’s borrowers as the bank does, and since they certainly can’t put covenants into loans protecting them from profligacy at the borrower, such trades make very little economic sense in theory.
Regulators should remember this the next time a bank starts boasting about its sophisticated, state-of-the-art risk management systems. Most of the time, those systems involve complex bets in a zero-sum-game derivatives market, where the bank’s counterparties charge a premium for the fact that they’re on the wrong side of an information asymmetry. At best, in such cases, the bank is merely abdicating responsibility for its risks, rather than properly managing them. And at worst, it thinks that it has gotten the credit risk off its books, when in fact it’s just pushed that risk into the tails, where it’s bigger than ever.
Roger Lowenstein argues that this all pushes in the direction of banning credit default swap trading. Perhaps. But it certainly means that banks shouldn’t have anything to do with them. There’s plenty of profit to be made in banks taking deposits and lending out to their customers, combined with sound underwriting of the loans. If they can’t make that into a profitable business, maybe they shouldn’t be in it.
…I recognize that at some level, this is all a fantasy. But the first step to getting the bank system we need is to figure out what it should look like. The alternative banking group at Occupy Wall Street is basically engaged in this process.




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please people,like Souppy Sales once said
SEND US ALL YOUR $$$
so the smartest guys in the room can play with it
There’s a detailed explanation of the reasons we can and should have a smaller financial sector by Eduardo Porter in the New York Times: here’s a link.
It’s a very nice way of saying that the financial sector is a parasite on the economy.
nicely put,tape worm ,blood sukker parasites kill their hosts,like the goose that laid the golden egg
excuse sp…its Soupy Sales
New Year’s Day incident
On January 1, 1965, miffed at having to work on the holiday, Sales ended his live broadcast by encouraging his young viewers to tiptoe into their still-sleeping parents’ bedrooms and remove those “funny green pieces of paper with pictures of U.S. Presidents” from their pants and pocketbooks. “Put them in an envelope and mail them to me”, Soupy instructed the children. “And I’ll send you a postcard from Puerto Rico!”
More Pipe dreams! The Banksters rule! Back when I was an angry young man we had a saying that in a street fight between two guys the guy who wouldn’t shut up was a punk with no guts. That’s what the Left looks like to me these days. All talk talk talk and little real do. Demos, drum circles, mic checks are NOT doing, they are talking. Sherman did things , he twisted up the South’s railroad tracks so they couldn’t move anything and he burned down their towns. OK, I don’t mean do violent things, but we must figure act acts like effective boycotts and other ways to disrupt and dismantle the institutions that are harming us. We are as we all agree, in a Class War and WE ( the 99%) are losing badly! Right now we need to change the Constitutional rules or we will never win again. The Constitutional deck has always been stacked against ” the people” and now its far worse.
Thanks for the link. Excellent reading!!!!
When the made Soupy, they broke the mold!
WE indeed have a big problem. Our nation is a republic. WE can only affect change through our elected oficials. Our representatives are now bought and paid for by the 1%. They have a vested interest in maintining the status quo. But we are the 99%. WE outnumber them. Our only hope is th wake up all those people who are ignorant to their own predicament. UNfortunately, to quote Ron White, “You can’t fix stupid”.
We CAN fix the banking industry. But Dodd-Frank isn’t the tool. Nor is Volcker. We need simply and easy rules and an effective lawa enforcer. OTOH, I’m not holding my breath.
Of course Dodd-Frank is “too complicated” to follow. That is a deliberate feature, not a bug. Glass-Steagall was simpler & easier to follow and enforce. Hence, Bill Clinton, laughingly called a “Democrat,” had to get rid of that hinderance to the ability of the 1% to rip off the 99%.
Now all the 1% needs is: more tax cuts!!! /s
What was that a Christine LaGarde – of she of the high & mighty IMF – never paying any income taxes???
Color me gob-smackingly unsurprised.
Pray tell: just how many jobs has Christine LaGarde “created”??? According to conservative fairy taleland mythology, old Christine should be shooting out jobs like a July 4th fireworks display… eh? no fireworks, no jobs? I haz a sad but no surprise.
What the banks should look like? Seriously?
Re-enact Glass-Steagall – no investment arms for banks. Reduce bank size by retating DOJ antitrust nerger rules, big enough to require taxpayer bailouts if it fails? Too big.
Bingo! If any law enacted was simple and concise, the legislation would lack the “complexity” necessary to enable the minions employed by the PTB to circumvent them.
That would be a simple and excellent solution, hence it is deemed anathema and will not happen. We live in an age where the word accountability no longer exists. Remember the battle cry of 21st century America is “Look forward, not backward”. If we ignore the past we can continue making the same mistakes, again and again.
But Clinton’s buddy, Sandy Weill, of Citigroup assured him that it would benefit both the Banksters and Clinton himself, er, I mean the USA. Clinton signed a lot of legislation that adversely affected the 99%, otherwise he wouldn’t have been able to tell us “he feels our pain”.
Tater Salad Rules!
Which is why the official Obama campaign slogan for 2012 s/b:
“We’ll stop blaming W when you stop blaming bin Laden.”
“But bin Laden was responsible.”
“Yes. And…”
Break up the TBTF banks anyone?
Glass-Steagall anyone?
Is this really rocket science?
No, just a scam.
How about: “The Alzheimer Party, it’s all new to us.”